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Agencies Issue Joint Proposal to Curb Incentive-Based Compensation in the Financial Services Industry | Latham & Watkins LLP

Agencies Issue Joint Proposal to Curb Incentive-Based Compensation in the Financial Services Industry | Latham & Watkins LLP
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How Dodd–Frank Mandated Disclosures Harm, Rather than Protect, Investors

Dodd–Frank’s Title XV disclosure requirements for conflict minerals, mines, resource extraction, and CEO pay harm investors and job creation. ....

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The SEC's New Proposed Rule To Regulate Credit Derivatives And Other Security-Based Swaps Raises Practical Concerns For The Industry And May Exceed The SEC's Authority - Corporate/Commercial Law

On Dec. 15, 2021, the U.S. Securities and Exchange Commission (SEC or Commission) proposed Rule 240.9j-1 (the Rule), intended "to prevent fraud, manipulation,. ....

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The SEC's New Proposed Rule To Regulate Security-Based Swaps Raises Practical Concerns for the Industry and May Exceed the SEC's Authority | Kramer Levin Naftalis & Frankel LLP

On Dec. 15, 2021, the U.S. Securities and Exchange Commission (SEC or Commission) proposed Rule 240.9j-1 (the Rule), intended “to prevent fraud, manipulation, and deception in. ....

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CFPB looking for whistleblowers to report potential discrimination arising from the use of artificial intelligence | Ballard Spahr LLP

In their June 2021 request for information regarding financial institutions’ use of artificial intelligence (AI), including machine learning, the CFPB and federal banking regulators. ....

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