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Is it Time to Test Your Recordkeeping and Code of Ethics? | Royer Cooper Cohen Braunfeld LLC

Washington D.C., April 3, 2024, the SEC announced charges against registered investment adviser Senvest Management LLC for widespread and longstanding failures to maintain and preserve.

United statesEric wernerFort worth regional officeSenvest managementInvestment advisers actFort worth regional

SEC Charges Advisory Firm Senvest Management with Recordkeeping and Other Failures

SEC Charges Advisory Firm Senvest Management with Recordkeeping and Other Failures
tradersmagazine.com - get the latest breaking news, showbiz & celebrity photos, sport news & rumours, viral videos and top stories from tradersmagazine.com Daily Mail and Mail on Sunday newspapers.

United statesEric wernerTimothy mccoleB david fraserJeaneen kappellTom keltnerJaime marinaroFort worth regional officeSenvest managementExchange commissionFort worth regionalInvestment advisers act

SEC gov | SEC Charges Advisory Firm Senvest Management with Recordkeeping and Other Failures

SEC gov | SEC Charges Advisory Firm Senvest Management with Recordkeeping and Other Failures
sec.gov - get the latest breaking news, showbiz & celebrity photos, sport news & rumours, viral videos and top stories from sec.gov Daily Mail and Mail on Sunday newspapers.

B david fraserTimothy mccoleEric wernerJeaneen kappellTom keltnerJaime marinaroExchange commissionSenvest managementFort worth regional officeFort worth regionalInvestment advisers act

SEC charges advisory firm Senvest Management with recordkeeping and other failures

The Securities and Exchange Commission today announced charges against registered investment adviser Senvest Management LLC for widespread and longstanding failures to maintain and preserve certain electronic communications.

Timothy mccoleTom keltnerJeaneen kappellJaime marinaroB david fraserEric wernerSenvest managementFort worth regional officeExchange commissionOpalesque industry updateFort worth regionalInvestment advisers actSecurities and exchange commissionRegistered investment adviserSenvest managementLectronic communications

SEC Charges Advisory Firm Senvest Management with Recordkeeping and Other Failures

SEC Charges Advisory Firm Senvest Management with Recordkeeping and Other Failures
streetinsider.com - get the latest breaking news, showbiz & celebrity photos, sport news & rumours, viral videos and top stories from streetinsider.com Daily Mail and Mail on Sunday newspapers.

United statesB david fraserEric wernerJeaneen kappellJaime marinaroTimothy mccoleTom keltnerExchange commissionSenvest managementFort worth regional officeDc newsfile corpFort worth regionalInvestment advisers act
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