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SEC Adopts Amendments to the Investment Company Names Rule | Faegre Drinker Biddle & Reath LLP

On September 20, 2023, during its first in-person open meeting since the COVID-19 pandemic, the U.S. Securities and Exchange Commission (SEC) adopted amendments (the Amendments) to the. ....

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The Name Game: SEC Proposes Expanding Scope of Registered Funds' 'Names Rule' | Morgan Lewis

In a 3-1 vote, the US Securities and Exchange Commission on May 25 proposed amendments to Rule 35d-1 under the Investment Company Act of 1940 (the Names Rule) that, if adopted as. ....

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