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The SEC Fines Stand-Alone Adviser For Off-Channel Communications - Securities

On 3 April 2024, the US Securities and Exchange Commission (the SEC) announced the first settlement with a stand-alone registered investment adviser for, among other things, failures to maintain and preserve certain electronic communications.

Update on SEC Fining Investment Adviser for Recordkeeping Failure

Mastering Forex Arbitrage For Success In Pass Prop Firm Challenges

This article is your comprehensive guide to mastering forex arbitrage for success in pass prop firm challenges.

Seventeen Steps Estate Planners Can Take to Avoid Malpractice Claims

Here are 17 defensive practices that might be implemented at each stage of the estate-planning engagement.

Getting Started with a Zero-Trust Security Network Model

In an increasingly perilous world, zero trust for network user verification is more than just a good idea–it's essential.