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United States: The Securities and Exchange Commission New Year's resolution? Market restructuring for all!

United States: The Securities and Exchange Commission New Year's resolution? Market restructuring for all!
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United States: Preparing for regulatory examinations evaluating the digitization of trading and investment advice

United States: Preparing for regulatory examinations evaluating the digitization of trading and investment advice
globalcompliancenews.com - get the latest breaking news, showbiz & celebrity photos, sport news & rumours, viral videos and top stories from globalcompliancenews.com Daily Mail and Mail on Sunday newspapers.

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United States: SEC requests comment on broker-dealer and investment adviser digital engagement practices

United States: SEC requests comment on broker-dealer and investment adviser digital engagement practices
globalcompliancenews.com - get the latest breaking news, showbiz & celebrity photos, sport news & rumours, viral videos and top stories from globalcompliancenews.com Daily Mail and Mail on Sunday newspapers.

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