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Disqualifications follow investigation by the Financial Conduct Authority which resulted in fines and prohibited from working in financial services sector. ....
Kim North: Get to grips with divorce act and advise on pension sharing Pensions can be a thorny area to advise on and so financial planners need to keep on top of this sensitive area. Our columnist Kim North argues advisers may be in a better position than family lawyers to help couples that want to make the split. ....
The FCA has banned five financial advice firm directors from working in financial services and fined them more than £1m, after they caused significant losses to pension customers in a serious case of advisory misconduct. ....
<p><span>The FCA has prohibited five directors of financial advice firms from working in financial services and fined them over £1 million, after they caused significant losses to pension customers.</span></p> ....
The Financial Conduct Authority has banned five directors of advice firms and fined them over £1m. This is after they caused significant losses to over 2,000 pension customers amounting to over £50m. ....