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Intermediated distribution - guidance but no direction | Dentons

Last month the FMA opened its consultation on a draft Guidance Note that sets out the FMA’s expectations for the way financial institutions should engage with intermediaries that. ....

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The cyber priorities – security and resilience | Dentons

The Financial Markets Authority opened consultation on the standard conditions for financial institutions in July, including a proposed ‘business continuity and technological systems’. ....

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Checking the label but not the ingredients: FMA's review of ethical investing disclosures leaves a sour taste | Dentons

On 28 July 2022 the Financial Markets Authority released the findings of its review of ethical investing claims in managed funds disclosures. ESG, SRI, IFP – however you refer to it,. ....

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Not so clever after all - wholesale investors need legal protection as well | Dentons

Not so clever after all - wholesale investors need legal protection as well | Dentons
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The Financial Markets (Conduct of Institutions) Amendment Act 2022 is finally here | Dentons

The Financial Markets (Conduct of Institutions) Amendment Act 2022 (‘Act’) finally received Royal assent on 29 June 2022, establishing a long-awaited conduct licensing regime for banks,. ....

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