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'Major changes' required of producers under DOL fiduciary rule: analyst - Insurance News

The New Fiduciary Rule (19): Requirement to Correct Failures with PTE Conditions (Part 1) | Faegre Drinker Biddle & Reath LLP

The U.S. Department of Labor has released its package of proposed changes to the regulation defining fiduciary advice and to the exemptions for conflicts and compensation for investment.

Game Over: Robinhood Pays $7.5 Million to Resolve "Gamification" Securities Violations | Vinson & Elkins LLP

After more than three years of regulatory investigation and litigation, Robinhood Financial LLC (“Robinhood”) recently agreed to overhaul its digital engagement practices and pay a $7.5.

This week: Congress returns, fiduciary rule hearing scheduled

With Congress back in Washington, D.C., America’s Credit Unions will engage with lawmakers for the first time as a strong, united national trade

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