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Top News In Federal Securities Law Today - Breaking & Trending Today

SEC charges big banks with doing business through messaging apps without keeping records

Wells Fargo will pay the bulk of $289 million in penalties for record-keeping violations stemming from the employee use of messaging platforms such as WhatsApp, the Securities and Exchange Commission said Tuesday. ....

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House Republicans Want To Restructure The SEC…And Sack The Chair - Securities

Some Republican House members are proposing a bill to "stabilize" the SEC, the SEC Stabilization Act (H.R. 4019). What do they mean by that? ....

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ripple labs sec case: US court rules in favour of Ripple Labs in SEC case over XRP cryptocurrency

The ruling by US District Judge Analisa Torres was the first win for a cryptocurrency company in a case brought by the US Securities and Exchange Commission though it did also give the SEC a partial victory. ....

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Remarks At The Society For Corporate Governance 2023 National Conference, SEC Commissioner Mark T. Uyeda, Washington D.C., June 21, 2023

Remarks At The Society For Corporate Governance 2023 National Conference, SEC Commissioner Mark T. Uyeda, Washington D.C., June 21, 2023
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SEC Commissioner Uyeda Addresses ESG Investment Challenges

SEC Commissioner Uyeda delivered address on asset managers' use of environmental, social, and governance ESG investment strategies. His talk mainly concerned three factors that complicated ESG investing: objective definition, favoring of certain goals, client mandates. ....

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