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The FCA's plan to include portfolio management in the remit of the SDR has been described as a “crucial” step for inclusion and investor protection. ....
Stephen Mitchell makes a clarion call for all regulated firms to embrace the Consumer Duty not as a regulatory hurdle but as a guiding principle in their mission to serve consumers responsibly and ethically. ....
The concept of ongoing consumer support, as outlined in the fourth Consumer Duty pillar, is a testament to the holistic approach that professionals in this field must adopt to ensure the financial well-being of their clients, writes Stephen Mitchell ....