Live Breaking News & Updates on Exchange Minor Rule Violation Plan

The SEC on Oct. 7, 2022, reopened the comment period for 11 rule making proposals, one request for comment and eight Self-Regulatory Organization (SRO) matters – all due to a technical error. ....

Exchange Inc , Violations Eligible For Disposition Under The Exchange , Authority Inc , Liquidity Program , Exchange Minor Rule Violation Plan , Arca Inc , Holland Knight Securities Enforcement Defense Team , Securities Enforcement Defense Team , Proposed Rule , Amend Rule , Minor Rule Violations , Violations Eligible , Disposition Under , Minor Rule Violation Plan , Fine Schedule , Minor Violations , Certain Rules , Proposed Rule Change , Which Governs , Certain Minor Rule Violations , Applicable Fines , Financial Industry Regulatory , Aggregated Transaction Information , Arbitration Procedure , Current Process Relating , Customer Dispute Information ,