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Intercontinental Exchange : Settlement of Charges Against Mercon B V -October 18, 2023 at 04:25 pm EDT

Exchange for Related Position The accounts involved in the execution of an EFRP Transaction must be independently controlled with different beneficial ownership; or .

Jason fuscoFrancesm mendietaIntercontinental exchange incExchange forExchange business conduct committeeExchange ruleCiclon trading corporationMercon coffee corporationExchange for related positionNew york stock exchangeYork stock exchangeIntercontinental exchangeRelated positionBusiness conduct committeeTrading corporationCoffee corporation

Intercontinental Exchange : Settlement of Charges Against Mercon Coffee Corporation -October 18, 2023 at 04:25 pm EDT

Exchange for Related Position The accounts involved in the execution of an EFRP Transaction must be independently controlled with different beneficial ownership; or .

Jason fuscoFrancesm mendietaNew york stock exchangeYork stock exchangeExchange business conduct committeeSettlement of charges against mercon coffee corporationExchange forMercon coffee corporationIntercontinental exchangeIntercontinental exchange incExchange ruleCiclon trading corporationExchange for related positionCharges against mercon coffee corporationRelated positionBusiness conduct committee

Intercontinental Exchange : Settlement of Charges Against Royal Coffee New York, Inc

Exchange for Related Position An EFRP Transaction shall consist of two discrete but related simultaneous transactions in which one party must be the buyer of the related. | June 7, 2023

Exchange for related positionRoyal coffee new york incExchange futures contractYork stock exchangeExchange traded funds etfsNew york stock exchangeIntercontinental exchangeExchange forExchange futures contract orIntercontinental exchange incExchange business conduct committeeCharges against royal coffee new yorkRelated positionExchange traded fundsCash commodityBusiness conduct committee

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