comparemela.com

Latest Breaking News On - Ericj pan - Page 1 : comparemela.com

Gensler Defends Swing Pricing Proposal Despite Growing Bipartisan Pushback

The SEC chair testified about the SEC’s regulatory agenda, which includes the swing pricing proposal, to the Senate Banking, Housing and Urban Affairs Committee on September 12.

United statesEricj panBrad shermanTim scottAnne wagnerMutual fundInvestment company instituteAffairs committee onDemocratic partyExchange commissionFederal reserveSenate bankingMoney market mutual fund liquidity facilityHouse subcommitteeCongressional democratsSenator tim scott

Lawmakers From Both Parties Call on SEC to Withdraw Swing Pricing Rule

Opponents say the proposed regulation on mutual funds would create a two-tiered system that disadvantages retail and retirement investors.

United statesTim scottAnne wagnerBrad shermanEricj panMoney market mutual fund liquidity facilitySenate bankingInvestment company instituteFederal reserveExchange commissionAffairs committee onDemocratic partyHouse subcommitteeCongressional democratsSenator tim scottR south carolina

Fidelity, Amundi executives say ESG part of providing choice to clients

Executives at Fidelity Investments and Amundi U.S. said providing choice to clients includes ESG, as long as there's demand for it.

United statesBart grenierLisam jonesEricj panInvestment company institute leadership summit onFidelity investmentsInvestment company institute leadership summit

Investment Management Update - April 2023 | Skadden, Arps, Slate, Meagher & Flom LLP

SEC Rules and Amendments - Liquidity Rule Amendments: Interval Funds to the Rescue? On November 2, 2022, the Securities and Exchange Commission (SEC) voted.

Mark uyedaWilliam birdthistleGary genslerEricj panEnd fund liquidityYork stock exchangeNational market system stockNew york stock exchangeOffice of minorityNational securities clearing corporationInvestment companyIncident response programDivision of investment management highlights industry trendsA covered institutionSecurities exchangeDivision of investment management

Lawmakers float bipartisan bill directing SEC to issue default electronic delivery rules

A bipartisan bill would direct the SEC to allow regulated entities to deliver required documents to investors electronically as the default option.

Bill huizengaJake auchinclossEricj panKennethe bentsen jrFidelity investmentsExchange commissionFinancial markets associationInvestment company instituteImproving disclosureInvestors actSecurities industry

vimarsana © 2020. All Rights Reserved.