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SEC Form PF Reporting Changes Effective Dec. 11, 2023, And June 11, 2024 - Corporate and Company Law

The U.S. Securities and Exchange Commission ("Commission") adopted amendments to Form PF ("Adopted Amendments"), the confidential reporting form for certain investment advisers. ....

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The SEC Significantly Expands the Scope of Form PF Reporting | K&L Gates LLP

Introduction and Summary - On 3 May 2023, the Securities and Exchange Commission (SEC) approved amendments to Form PF (the Amendments), the confidential reporting form required to be. ....

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