Intercontinental Exchange, the parent firm of the New York Stock Exchange, has been ordered by the U.S. Securities and Exchange Commission to pay $10 million following its failure to promptly report a data breach in 2021, which affected the NYSE and eight other subsidiaries, according to The Register.
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The Securities and Exchange Commission (SEC) has a new insider trading theory that all issuers and corporate insiders should have on their radar. While the agency claims the "shadow trading".