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SEC Grants Substituted Compliance Determination For France - Corporate/Commercial Law

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The SEC granted a substituted compliance determination
for French-regulated security-based swap dealers
( SBSDs ). This is the SEC s second substituted
compliance determination for SBSDs and its first that covers
capital and margin requirements.
The SEC Order for French firms comes in response to an
application submitted by the Autorité
des Marchés Financiers ( AMF ) and the
Autorité de Contrôle Prudentiel et de
Résolution ( ACPR ) pursuant to SEA Rule
3a71-6 ( Substituted compliance for security-based swap
dealers and major security-based swap participants ).
Seeprevious coverage. To address supervisory and ....

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SEC Issues Substituted Compliance Determination For France

SEC Issues Substituted Compliance Determination For France
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SEC Issues Notice of Substituted Compliance Application And Proposed Substituted Compliance Order For United Kingdom And Reopens Comment Period For Notice And Proposed Substituted Compliance Order For France

SEC Issues Notice of Substituted Compliance Application And Proposed Substituted Compliance Order For United Kingdom And Reopens Comment Period For Notice And Proposed Substituted Compliance Order For France
mondovisione.com - get the latest breaking news, showbiz & celebrity photos, sport news & rumours, viral videos and top stories from mondovisione.com Daily Mail and Mail on Sunday newspapers.

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SEC Issues Notice of Substituted Compliance Application and Proposed Substituted Compliance Order for United Kingdom and Re-Opens Comment Period for Notice and Proposed Substituted Compliance Order fo

SEC Issues Notice of Substituted Compliance Application and Proposed Substituted Compliance Order for United Kingdom and Re-Opens Comment Period for Notice and Proposed Substituted Compliance Order fo
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