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SEC Staff Issues Additional Pay-Versus-Performance Compliance & Disclosure Interpretations

On September 27, 2023, the staff of the Securities and Exchange Commission’s (SEC’s) Division of Corporation Finance issued 10 new Compliance &… ....

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Non-GAAP Comment Letters: SEC Areas of Focus | Bass, Berry & Sims PLC

On December 13, 2022, the Securities and Exchange Commission (SEC) issued seven new or revised Compliance and Disclosure Interpretations (C&DIs) on topics regarding the use of non-GAAP. ....

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SEC Staff Issues Guidance on Recent Rule 10b5-1 Amendments and Related Disclosure Requirements | Skadden, Arps, Slate, Meagher & Flom LLP

On August 25, 2023, the staff of the U.S. Securities and Exchange Commission’s (SEC’s) Division of Corporation Finance issued guidance to address certain open questions on the. ....

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SEC Issues Guidance On Rule 10b5-1 Amendments And Trading Plan Disclosure Requirements - Securities

On August 25, 2023, the Staff of the Division of Corporation Finance of the U.S. Securities and Exchange Commission issued new guidance on the amendments to Rule 10b5-1 under the Securities Exchange Act of 1934. ....

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Corp Fin Issues New CDIs on Rule 10b5-1 Plans and Related Disclosures | Wilson Sonsini Goodrich & Rosati

On August 25, 2023, the U.S. Securities and Exchange Commission’s Division of Corporation Finance (Corp Fin) issued five new Compliance and Disclosure Interpretations (CDIs) relating to. ....

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