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PLI's inSecurities Podcast - Compliance and Enforcement Considerations for Private Funds & RIAs | Practising Law Institute (PLI)

On this episode of the inSecurities, Dabney O’Riordan, a partner at the law firm Quinn Emanuel and a former head of the SEC Enforcement Division’s Asset Management Unit (AMU), discusses. ....

Dabney Oriordan , Kurt Wolfe , Quinn Emanuel , Chris Ekimoff , Quinn Emanuel Urquhart Sullivan , Enforcement Division , Enforcement Division Asset Management Unit , Dabneyo Riordan , Asset Management Unit , Quinn Emanuel Urquhart ,

'Everything Is On the Table' for SEC Ad Rule Enforcement

The former head of the SEC's Asset Management Unit is joining Quinn Emanuel and said firms should expect the ad rule to be 'on the table' for enforcement. ....

Quinn Emanuel Urquhart Sullivan , Anthony Kelly , Quinn Emanuel , Robert Khuzami , Los Angeles , Tolles Oldson , C Dabney Oriordan , Jay Clayton , Exchange Commission , Enforcement Division , Dabneyo Riordan , Quinn Emanuel Urquhart , Asset Management Unit , Division Director Robert Khuzami , Co Chief Anthony Kelly ,

Statement On ESG Disclosures Proposal, SEC Chair Gary Gensler, May 25, 2022

<p><span>Today, the Commission is considering a proposal to improve disclosures by certain investment advisers and funds that purport to take Environmental, Social, and Governance (ESG) factors into consideration when making investing decisions. I am pleased to support this proposal because, if adopted, it would establish disclosure requirements for funds and advisers that market themselves as having an ESG focus.</span></p> ....

Natalie Shioji , Meridith Mitchell , Rooholah Hadadi , Mshyka Davis Smith , Adam Aderton , Matthew Williams , Asaf Barouk , Anita Chan , Dabney Oriordan , Robert Holowka , Brad Abel , Scott Follin , Mike Spratt , Brian Johnson , Alex Schiller , Amy Miller , Ronnie Lasky , Elena Stojic , Emily Rowland , Frank Sensenbrenner , Amy Scully , Thoreau Bartmann , Katherine Feld , Pamela Ellis , Jerin Nelson , Michelle Beck ,

MIL-OSI USA: Statement on Proposed Updates to Names Rule

MIL-OSI USA: Statement on Proposed Updates to Names Rule
foreignaffairs.co.nz - get the latest breaking news, showbiz & celebrity photos, sport news & rumours, viral videos and top stories from foreignaffairs.co.nz Daily Mail and Mail on Sunday newspapers.

United States , Natalie Shioji , Sally Samuel , Meridith Mitchell , Amy Scully , Daniel Bresler , Katherine Feld , Adam Aderton , Pamela Ellis , Elizabeth Pflaum , Anita Chan , Shehzad Niazi , Michael Kosoff , Dabney Oriordan , Jeorge Young , Eric Whitman , Brad Gude , Susan Weis , Amanda Hollander Wagner , Brian Johnson , Salvatore Massa , Malou Huth , Mykaila Delesdernier , Yoon Choo , Bob Bagnall , Exchange Commission ,

Statement On Proposed Updates To Names Rule, SEC Chair Gary Gensler, May 25, 2022

<p><span>Today, the Commission is considering a proposal to update the Names Rule. I am pleased to support this proposal because, if adopted, it would modernize this key rule for today’s markets and enhance the transparency of the asset management field.</span></p> ....

Natalie Shioji , Sally Samuel , Meridith Mitchell , Amy Scully , Daniel Bresler , Katherine Feld , Adam Aderton , Pamela Ellis , Elizabeth Pflaum , Anita Chan , Shehzad Niazi , Michael Kosoff , Dabney Oriordan , Jeorge Young , Eric Whitman , Brad Gude , Susan Weis , Amanda Hollander Wagner , Brian Johnson , Salvatore Massa , Malou Huth , Mykaila Delesdernier , Yoon Choo , Bob Bagnall , Division Of Economic Risk , Division Of Examinations ,