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How to Reform Equity 
Market Structure:
Eliminate "Reg NMS" and Build Venture Exchanges

If you have watched a financial news broadcast from the floor of the New York Stock Exchange (NYSE) recently, you may have noticed something interesting it is rather quiet these days, and computer and television screens outnumber people. This was not always the case. In the 1970s, the floor of the NYSE was a loud beehive of activity where over 5,000 people met in close contact every day to trade stocks.1 By 1973, more than 80 percent of the dollar volume of exchange-based U.S. ....

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Chief Compliance Officers And Cyber Security: A Match Made in the Boardroom


Chief Compliance Officers And Cyber Security: A Match Made in the Boardroom
Robert Garretson, GM, Governance Strategy, United States Steel Corporation and Suzanne Rich Folsom, General Counsel, CCO & SVP-Government Affairs, United States Steel Corporation
Robert Garretson, GM, Governance Strategy, United States Steel Corporation, Robert T. Garretson is General Manager, Governance Strategy in the Legal Department at United States Steel Corporation.  In this role, he utilize.  More 
While there may be only a handful of safe bets in 2017, one smart wager is that the historical purview of compliance departments will continue to evolve. Rapidly. And that is especially the case when it comes to all things cyber. ....

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