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Colorado Division Of Securities Adopts New Investment Adviser Compliance Program Rule | Part 2 - Corporate and Company Law

This Part 2 describes, in detail, the requirements of new Rule 51-4.12(IA) . ....

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SEC Adopts Mandatory Cybersecurity Disclosure Rules | White & Case LLP

On July 26, 2023, the Securities and Exchange Commission ("SEC"), in a 3-2 vote, adopted rules that will require public companies to make prescribed cybersecurity disclosures.1 The. ....

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The Trend Continues: Increased Regulatory Focus On Privacy & Cybersecurity For Private Funds - Security

Recent enforcement actions highlight the increased regulatory scrutiny that private funds may face with respect to internal cybersecurity protocols and responses to cyber-crimes and cyber incidents under new. ....

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The SEC Expands Focus on Cybersecurity Risk to Include Registered Advisers, Broker‑Dealers, and other Market Participants | Morrison & Foerster LLP

Last month, the SEC took a big step toward strengthening the cybersecurity of financial systems by proposing regulations that, taken together, will require registered investments. ....

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