Latest Breaking News On - Customer identification program requirements - Page 1 : comparemela.com

RIA Regulatory Review - June 2024 | Dorsey & Whitney LLP

This RIA Regulatory Review highlights certain key regulatory developments affecting investment advisers.

United statesMatthew panuwatInvestment companyDorsey whitneyChannel communications enforcement actionDivision of examinationsRegulations pCustomer identification program requirementsRisk alertMarketing ruleInvestment advisers actFive investment advisersAdvisers actPay disclosuresInstitutional investment managersInvestment company act

SEC and FinCEN Propose Rule Requiring Investment Advisers to Enact Customer Identification Programs | Kramer Levin Naftalis & Frankel LLP

On May 13, 2024, the Securities and Exchange Commission (SEC) and the Financial Crimes Enforcement Network (FinCEN) of the U.S. Treasury Department announced a joint notice of proposed.

Us treasury departmentBank secrecyMoney laundering programKramer levin naftalis frankelExchange commissionFinancial crimes enforcement network finKramer levin naftalisFinancial crimes enforcement networkInvestment advisers actCustomer identification program requirementsRegistered investment advisersExempt reporting advisersPress releaseFact sheetCustomer identification programsIdentification programs

FinCEN and SEC Move Closer to New AML Requirements for Investment Advisers & ERAs | White & Case LLP

On May 13, 2024, FinCEN and the SEC jointly proposed a new rule that would require SEC-registered investment advisers and exempt reporting advisers to maintain written customer.

Department of treasuryExchange commissionFinancial crimes enforcement network finBank secrecy actFinancial crimes enforcement networkUltimate beneficial ownerCustomer identification program requirementsRegistered investment advisersExempt reporting advisersAdviser risk assessment

Department of Commerce Proposes Rule for Preventing Cyberattacks

Department of Commerce Proposes Rule for Preventing Cyberattacks
natlawreview.com - get the latest breaking news, showbiz & celebrity photos, sport news & rumours, viral videos and top stories from natlawreview.com Daily Mail and Mail on Sunday newspapers.

United statesCustomer identification programCustomer identification program requirementsService iaaTrustworthy developmentProposed ruleCustomer identification programsAdditional steps to addressNational emergency with respectSignificant malicious cyber enabledUnited states iaas providerIaas accountSpecial measures

Know Your Cloud Customer: Commerce Department Proposes To Regulate Foreign Access to US IaaS Products | Skadden, Arps, Slate, Meagher & Flom LLP

On January 29, 2024, the Department of Commerce, Bureau of Industry and Security (BIS) released a proposed rule (Proposed Rule) that would require U.S. cloud services providers (a.k.a..

United statesDepartment of commerceBureau of industryCommerce department in executive orderTrustworthy developmentMeagher flomService paaCustomer identification program requirementsCustomer identification programInternational emergency economic powers actCommerce departmentAbuse of iaas products deterrence programUs export administration regulationsService saaProposed ruleSpecial measures