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FINRA Publishes 2024 Annual Regulatory Oversight Report - Financial Services

On January 9, 2024, the Financial Industry Regulatory Authority, Inc. ("FINRA") published the 2024 FINRA Annual Regulatory Oversight Report (the "Report"). ....

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FINRA report covers new topics including cryptoassets | Orrick, Herrington & Sutcliffe LLP

On January 9, FINRA released a report on regulatory oversight titled “2024 FINRA Annual Regulatory Oversight Report.” The report integrates FINRA’s regulatory operations programs as a. ....

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SEC Approves Spot Bitcoin ETFs; CFTC Publishes DeFi Report; FINRA Addresses Crypto Assets; Reports Provide Data on Crypto Scams | BakerHostetler

On January 10, the U.S. Securities and Exchange Commission (SEC) simultaneously approved eleven spot bitcoin Exchange Traded Funds (ETFs) on an accelerated basis based on its Order. ....

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