TORONTO, Dec. 7, 2023 /CNW/ – The Ontario Securities Commission (OSC) today published its annual Corporate Finance Branch Report, an important resource to help issuers and their advisors with their reporting obligations. “Engagement with our stakeholders continues to be a critical component of our work. This report is one aspect of our ongoing communications regarding […]
<p><span>Ontario Securities Commission (OSC) Chair and CEO Grant Vingoe </span><a href="https://www.osc.ca/en/about-us/role-osc/osc-organization-and-leadership" data-entity-uuid="7a58d643-5369-4166-97ba-b229af734b8b" data-entity-type="node" data-entity-substitution="document node">announced today</a><span> the appointment of Sonny Randhawa as an acting Executive Director.</span></p>
The OSC Corporate Finance Branch’s annual report provides an overview of its operational and policy work for fiscal 2021, providing timely guidance for market participants.
<p><span>The Ontario Securities Commission (OSC) is </span><a href="https://www.osc.ca/en/securities-law/instruments-rules-policies/3/33-753/osc-staff-notice-33-753-osc-consultation-tied-selling-and-other-anti-competitive-practices-capital" data-entity-uuid="406232be-33ba-4cc9-be58-c3c5b63f6d04" data-entity-type="node" data-entity-substitution="document node">seeking input</a><span> </span><span>on potential anti-competitive practices in Ontario’s capital markets. In particular, the OSC is seeking submissions on the practice of tied selling – the tying of capital market and commercial lending services, including where a commercial lender requires a client to retain the services of an affiliated investment dealer for their capital raising and advisory needs, as a condition in a commercial lending transaction.</span></p>
<p><span>The Ontario Securities Commission (OSC) today published its annual </span><a href="https://www.osc.ca/en/securities-law/instruments-rules-policies/5/51-732/osc-staff-notice-51-732-corporate-finance-branch-2021-annual-report" data-entity-uuid="225d48d6-45c9-4064-82de-6113ae5821c6" data-entity-type="node" data-entity-substitution="document node">Corporate Finance Branch Report</a><span>, an important resource to help issuers and their advisors with their reporting obligations.</span></p>