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Report From FINRA Board Of Governors Meeting – July 2023: Board Re-Elects Chair, Re-Appoints Public Governors, And Approves Three Rulemaking Items

Report From FINRA Board Of Governors Meeting – July 2023: Board Re-Elects Chair, Re-Appoints Public Governors, And Approves Three Rulemaking Items
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Credit Suisse unit to pay $900K over reporting, supervisory lapses

Credit Suisse unit to pay $900K over reporting, supervisory lapses
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Fire Alarm Monitoring in Los Angeles: Central Station Monitoring and Reg 4 Supervisory Station Alarm Testing

/PRNewswire/ When seeking Central Station Monitoring services for Fire Alarm or Fire Sprinkler System supervision it s important to find a contractor. ....

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SEC Chair Gary Gensler: "Many hedge funds are receiving the vast majority of their repo financing in the non-centrally cleared market, where haircuts or initial margin requirements are not necessarily applied. This might create greater risk in times of stress" – Investment Watch

SEC Chair Gary Gensler: "Many hedge funds are receiving the vast majority of their repo financing in the non-centrally cleared market, where haircuts or initial margin requirements are not necessarily applied. This might create greater risk in times of stress" – Investment Watch
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The Next "Century Of Progress": Remarks Before The International Swaps And Derivatives Association Annual Meeting, SEC Chair Gary Gensler, Washington D.C., May 10, 2023

<p><span>Good afternoon. I’m pleased to be back for what I’m told is the fifth time speaking before the International Swaps and Derivatives Association (ISDA). As is customary, I’d like to note that my views are my own as Chair of the Securities and Exchange Commission, and I am not speaking on behalf of my fellow Commissioners or the staff.</span></p> ....

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