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Nomura offshoot fined by ASIC disciplinary panel

ASIC s Markets Disciplinary Panel (MDP) has fined a Nomura subsidiary almost $700,000 for failing to comply with market integrity rules. ....

National Best , Asic Markets Disciplinary Panel , Disciplinary Panel , Dark Pool , National Best Bid , Price Improvement , Competition Rules ,

ASIC: Instinet Pays $670,500 Penalty Over 'Set And Forget' Compliance Culture

ASIC: Instinet Pays $670,500 Penalty Over 'Set And Forget' Compliance Culture
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Disciplinary Panel , National Best , Cboe Australia , Chix Australia Pty Ltd , Instinet Australia Pty Ltd , Markets Disciplinary Panel , Dark Pool , National Best Bid , Price Improvement , Market Integrity Rules , Competition Rules , Non Public Crossing System Information , Regulatory Guide , Cboe Australia Limited ,