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SEC, CFTC chiefs press lawmakers to approve budget requests

SEC, CFTC chiefs press lawmakers to approve budget requests
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The Morning Risk Report: Private-Equity Giants Near Settlements With SEC Over Texting Violations

The Morning Risk Report: Private-Equity Giants Near Settlements With SEC Over Texting Violations
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J P Morgan Securities to pay $200 million to settle CFTC charges of supervision failures

The Commodity Futures Trading Commission on Thursday said it simultaneously filed and settled charges against J.P. Morgan Securities LLC.

CFTC, J P Morgan Securities Settle Charges of Supervision Failures

CFTC, J P Morgan Securities Settle Charges of Supervision Failures
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