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SEBI fines Angel Broking Rs 10 lakh over regulation violations

SEBI found that the funds raised by pledging client s securities were used for other than the respective clients obligation by Angel Broking ....

Amit Kapoor , Exchange Board Of India , Angel Broking , Exchange Board , Angel Broking Limited , Adjudicating Officer Amit Kapoor , Quarterly Settlement , Angel Broking , Clients Securities , Stock Broker , Depository Participant ,

Custodians should ensure they monitor assets under their custody – CMA

Ms Musaali said the biggest challenge is having creditable custodians in place amidst growing numbers of retail investors, Collective Investment Schemes (CIS), CMA has been championing over time ....

Clients Securities , Corporate Actions , Andrew Omiel , Stanbic Bank Uganda , Ari Chaitanya Head , Miriam Ekirapa Musaali , Stanbic Bank , Protea Hotel , Miriam Ekirapa Musaali ,