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All about Trusted Contact Persons and Temporary Holds - Victoria Times Colonist

Financial advisors now have additional tools to protect clients from scams: Trusted Contact Person and Temporary Holds. ....

National Supervision , National Instrument , Bc Securities Commission , Canadian Securities Administration , Contact Person , Greenard Group , Canadian Securities Administrators , Trusted Contact Persons , Client Focused Reform , Trusted Contact Person , Know Your Client , Trust Contact , Temporary Hold , Branch Manager , Portfolio Managers , Trust Contact Person ,

Firms should prepare to address technicalities in client-focused reform changes: securities lawyer

Rules will evolve as regulators give extra guidance and lawyers become familiar with industry norm ....

Client Focused Reform , Securities Lawyer ,

Advisors prepare for enhanced suitability

The requirement to put clients’ interests first “reinforces the importance of suitability” ....

Susan Silma , Rebecca Cowdery , Mutual Fund Dealers Association Of Canada , Borden Ladner Gervais , Sun Life Financial Investment Services Canada Inc , Sun Life Financial Investment Services , Mutual Fund Dealers Association , Client Focused Reform ,

IIROC Publishes 2022 Priorities

<p><span>The Investment Industry Organization of </span><span class="xn-location">Canada</span><span> (IIROC) today published its </span><a target=" blank" rel="nofollow" href="https://c212.net/c/link/?t=0&l=en&o=3178991-1&h=986863379&u=http%3A%2F%2Fwww.iiroc.ca%2Fdocuments%2F2021%2F5b59337b-2dd6-462b-9820-c94d9f001cd2 en.pdf&a=fiscal+year+2022+Priorities">fiscal year 2022 Priorities</a><span>. The Priorities focus around four key themes: Advancing various initiatives and commitments related to investor protection, supporting industry transformation to more effectively and efficiently serve Canadians, leveraging learnings to manage implications related to the pandemic and supporting the Canadian Securities Administrators (CSA) in their review of the self-regulatory framework and preparing for potential next steps ....

Andrew Kriegler , Expert Investor Issues Panel , Investment Industry Organization , Canadian Securities Administrators , Canadian Securities Administrator , Strategic Plan , Expert Investor Issues , Client Focused Reform , நிபுணர் முதலீட்டாளர் சிக்கல்கள் குழு , முதலீடு தொழில் ஆர்கநைஸேஶந் , மூலோபாய திட்டம் , நிபுணர் முதலீட்டாளர் சிக்கல்கள் ,