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SEC: Second Commission Statement Relating to Certain Administrative Adjudications

<div class="article-person-position"> <div class="field speaker name and title"> <p>The Commission</p> </div> </div> <p class="article-publishdate">June 2, 2023</p> <p><span>On April 5, 2022, the Commission issued a Statement Relating to Certain Administrative Adjudications (the “April 5 Statement”) describing a control deficiency related to the separation of enforcement and adjudicatory functions within the agency’s system for administrative adjudication.  As the </span><a href="https://www.sec.gov/news/statement/commission-statement-relating-certain-administrative-adjudications">April 5 Statement</a><span> explained, for a period of time, certain databases maintained by our Office of the Secretary (“OS”) were not configured to restri ....

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Supreme Court Case Challenging SEC's Unlawful Admin. Proceedings Draws Strong Amicus Support

Press release content from Globe Newswire. The AP news staff was not involved in its creation. ....

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U.S. Supreme Court Will Not Hear Case Challenging Removal Protections for SEC's In-House Judges - US Politics Today

U.S. Supreme Court Will Not Hear Case Challenging Removal Protections for SEC's In-House Judges - US Politics Today
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U.S. Supreme Court Will Not Hear Case Challenging Removal Protections for SEC's In-House Judges

U.S. Supreme Court Will Not Hear Case Challenging Removal Protections for SEC’s In-House Judges
Christopher M. Gibson v. U.S. Securities and Exchange Commission
Washington, D.C., Jan. 11, 2021 (GLOBE NEWSWIRE) The U.S. Supreme Court today
denied a petition for
writ of certiorari in the case of NCLA client Christopher Gibson. He was challenging the decision of an Eleventh Circuit panel which concluded the district court lacked jurisdiction to hear his objections to the unlawful protection from removal by the President that Securities and Exchange Commission (SEC) administrative law judges (ALJs) enjoy. Former U.S. Solicitor General Greg Garre of Latham & Watkins authored the cert. petition. ....

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