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DOJ and SEC bring charges for insider trading and fraudulent scheme using purported 10b5-1 plans | Cooley LLP

Government officials, especially those in SEC Enforcement, have been making noise about the potential for insider trading abuse of Rule 10b5-1 plans since at least 2007, when then-SEC. ....

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SEC and DOJ conducting Rule 10b5-1 probe | Cooley LLP

As the SEC mulls its 10b5-1 proposal (see this PubCo post), neither its Enforcement Division nor the DOJ are waiting around to see what happens. According to Bloomberg, they are using. ....

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SEC charges executives with insider trading— purported 10b5-1 plan provided no defense

It may look like just another run-of-the-mill insider trading case, but there’s one difference in this settled SEC Enforcement action: according to… ....

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SEC charges executives with insider trading— purported 10b5-1 plan provided no defense | Cooley LLP

It may look like just another run-of-the-mill insider trading case, but there’s one difference in this settled SEC Enforcement action: according to the SEC, it involved sales under a. ....

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