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SEC Reportedly Probes B. Riley Deals With Client Tied to Failed Fund

SEC Reportedly Probes B. Riley Deals With Client Tied to Failed Fund
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SEC Probes B. Riley Deals With Client Tied to Failed Hedge Fund

(Bloomberg) US authorities are investigating B. Riley Financial Inc.’s deals with a key client who was linked to a securities fraud, and the use of his assets to help the investment bank obtain a loan from Nomura Holdings Inc., according to people familiar with the matter.Most Read from BloombergFlorida Governor DeSantis Drops Out of 2024 Race, Endorses TrumpHedge Funds Rake in Huge Profits Betting on Catastrophe RiskGloom Over China Assets Is Spreading Beyond Battered StocksTrump Retires ‘De ....

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Investment Bank B. Riley Faces Investors After Deals, Profits and Stock Go Sour

Investment Bank B. Riley Faces Investors After Deals, Profits and Stock Go Sour
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Investment Bank B. Riley Faces Investors After Deals, Profits and Stock Go Sour

Shares of B. Riley have plunged by more than half since mid-July, driven by the falling value of its investment holdings and weak M&A markets. ....

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