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investment advisory: Sebi bans 2 persons from securities market for 2 yrs for flouting investment advisory rules

In its order passed on Tuesday, the regulator found that the persons were engaged in providing investment advisory services without obtaining registration from Sebi as required under the IA (Investment Advisers) Regulations. By providing such services, they collected Rs 82.52 lakh from investors. ....

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SEBI Bars 2 from Markets for Running Illegal Investment Advisory

Market regulator Securities and Exchange Board of India (SEBI) has barred for two years Chandrapratap Singh Naruka and Amarjeet Singh Trehan (noticees) from W Gain Research & Development.Com (WGRD) for providing illegal investment advisory services. ....

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Sebi bans 2 persons from securities market for 2 years for flouting investment advisory rules

Sebi bans 2 persons from securities market for 2 years for flouting investment advisory rules
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Sebi cracks down on unregistered investment advisory: Teacher and associate face Rs 82 lakh refund

The two have also been barred from accessing the securities market for two years. ....

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