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SEC Adopts New Rules and Amendments under Title VII of Dodd-Frank

SEC Adopts New Rules and Amendments under Title VII of Dodd-Frank
marketswired.com - get the latest breaking news, showbiz & celebrity photos, sport news & rumours, viral videos and top stories from marketswired.com Daily Mail and Mail on Sunday newspapers.

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Kraken Hit by $1.25 Million Penalty Imposed by CFTC, Commissioner Stump Calls Decision "Uncharted Territory"

Click HERE to find out ⭐ Kraken Hit by $1.25 Million Penalty Imposed by CFTC, Commissioner Stump Calls Decision "Uncharted Territory". | Crowdfund Insider: Global Fintech News, including Crowdfunding, Blockchain and more. ....

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Concurring Statement Of CFTC Commissioner Dawn D. Stump Regarding Enforcement Action Against Payward Ventures, Inc. (d/b/a Kraken)

Concurring Statement Of CFTC Commissioner Dawn D. Stump Regarding Enforcement Action Against Payward Ventures, Inc. (d/b/a Kraken)
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Charlie Thornton To Depart CFTC

Charlie Thornton To Depart CFTC
Date
28/01/2021
The Commodity Futures Trading Commission today announced that N. Charles “Charlie” Thornton III will leave the agency for a new opportunity in the private sector. Since 2017, Mr. Thornton has served in multiple leadership roles at the CFTC under two Chairmen, most recently as Chief of Staff and Chief Operating Officer under Chairman Tarbert. Previously, he served as Counselor to Chairman Tarbert, developing, communicating, executing, and sustaining the CFTC’s strategic initiatives.
From 2017 to 2019, Mr. Thornton served as Director of the Office of Legislative and Intergovernmental Affairs (OLIA) under Chairman Giancarlo, where he was the agency’s lead liaison with Members of Congress and key executive branch agencies, and the Chairman’s top advisor on all legislative matters. OLIA’s efforts were integral in achieving an increase in the CFTC’s budget after many years of flat or reduced funding. Mr. ....

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CFTC Chairman Tarbert's Tract On Self-Regulation To Be Published By Northwestern University - Excerpts From Forthcoming Article In The Northwestern Journal Of International Law And Business: "Self-Regulation In The Derivatives Markets: Stability Through Cooperation"

CFTC Chairman Tarbertâs Tract On Self-Regulation To Be Published By Northwestern University - Excerpts From Forthcoming Article In The Northwestern Journal Of International Law And Business: âSelf-Regulation In The Derivatives Markets: Stability Through Cooperationâ
Date
19/01/2021
“Debates about the ideal form of regulation often pose a false dichotomy, sorting regulatory efforts into two seemingly oppositional categories: governmental or private. But this division offers an overly simple account of the regulatory structures that define modern administrative law. Instead, sound regulation is, more often than not, the result of collaboration between traditional governmental functions and self-regulatory measures performed by private actors. Far from being at odds with each other, government and the private sector often work together to produce regulatory solutions that balance effective oversight with the flexibility needed to adapt to changing ci ....

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