CONCORD, N.H. - The New Hampshire Bureau of Securities Regulation (Bureau), under the leadership of Secretary of State David Scanlan, has entered a Consent Order with former investment adviser Thomas
A former New London-based financial adviser has agreed to a nearly $6 million settlement that includes paying nearly $5 million in restitution to investors — including many on fixed incomes
Valley News - Regulator orders former New London financial adviser to repay clients vnews.com - get the latest breaking news, showbiz & celebrity photos, sport news & rumours, viral videos and top stories from vnews.com Daily Mail and Mail on Sunday newspapers.
A former New London-based financial adviser has agreed to a nearly $6 million settlement that includes paying nearly $5 million in restitution to investors including many on fixed incomes