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CFP Board Imposes Public Sanctions on Six Individuals

CFP Board Imposes Public Sanctions on Six Individuals
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North carolinaUnited statesBrucem weinsteinMarka whitakerChristopherj selka norwalkDelawoec bahtuohBrucem weinstein delrayBarun aggarwalArun aggarwal raleighAndrewm komarow farmingtonChristopherj selkaAndrewm komarowCertified financial planner board of standards incFinancial industry regulatory authorityBoard centerEthics commission

CFP Board Imposes Interim Suspension on John A Dougherty of Blue Bell, Pennsylvania

CFP Board Imposes Interim Suspension on John A Dougherty of Blue Bell, Pennsylvania
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United statesBlue bellJohna doughertyFinancial industry regulatory authority incBoard centerExchange commissionEthics commissionAppeals commissionCertified financial planner board of standards incImposes interim suspensionFinancial planner boardInterim suspension orderEnforcement counselFinancial industry regulatory authorityUniform termination noticeSecurities industry registration

CFP Board Imposes Public Sanctions on Nine Individuals

CFP Board Imposes Public Sanctions on Nine Individuals
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New jerseyUnited statesScotch plainsRedwood cityDistrict of columbiaNew hampshireBergen countyMarka witaschek bedfordJoseph feeseDarryl ruffenRocio tapiaMarkf kregorDiptes basuJeffreya dattiloMarka witaschekMatthews white

CFP Board Imposes Public Sanctions on Nine Additional Individuals

CFP Board Imposes Public Sanctions on Nine Additional Individuals
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United statesNew yorkTerre hauteState of nevadaRobertp baffa jrBrianr gilder chatsworthJoseph feeseJeffreyk kirkpatrick daculaSharon hayutJeffreyk kirkpatrickBrendan ercoleStefanh nensalaBrianr gilderLas vegasStefan nensalaWilliamj blyth

CFP Board Imposes Interim Suspension on Timothy W Leveroni of Braintree, Massachusetts

CFP Board Imposes Interim Suspension on Timothy W Leveroni of Braintree, Massachusetts
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Joseph feeseTimothyw leveroniHearing panel of the commissionHearing panelCertified financial planner board of standards incBoard centerHearing panel of the disciplinaryFinancial industry regulatory authority incEthics commissionExchange commissionAppeals commissionFinancial planner boardEnforcement counselInterim suspensionProcedural rulesInterim suspension order