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Regulatory Update and Recent SEC Actions

Regulatory Update and Recent SEC Actions
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ON THE MOVE: Roman Regelman Takes Additional Role at BNY Mellon; TP ICAP Adds Mark Govoni

The weekly recap of new hires, promotions and job changes in capital markets trading and technology. ....

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Inspector General Carl W. Hoecker to Retire from SEC

The Securities and Exchange Commission today announced that Inspector General Carl W. Hoecker will retire from the agency as of May 7, 2022. He has led the Office of Inspector General (OIG) since Feb. ....

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Inspector General Carl W. Hoecker To Retire From SEC - Rebecca Sharek Named Acting Inspector General

<p><span>The Securities and Exchange Commission today announced that Inspector General Carl W. Hoecker will retire from the agency as of May 7, 2022. He has led the Office of Inspector General (OIG) since Feb. 11, 2013. Rebecca Sharek, Deputy Inspector General for Audits, Evaluations, and Special Projects, will serve as Acting Inspector General.</span></p> ....

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