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Kicked Out Of The Club: NFA Orders Commodity Pool Operator Not To Reapply For NFA Membership - Commodities/Derivatives/Stock Exchanges

On 10 April 2024, the National Futures Association's (NFA) Business Conduct Committee (BCC) issued an order against 50.ai Investments LLC, a former NFA Member commodity pool operator and forex firm.

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NFA Bars 50 ai Investments LLC and Principal from Reapplying to B

NFA Bars 50 ai Investments LLC and Principal from Reapplying to B
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Hemant jindalBusiness conduct committeeNational futures association

JP Morgan Gold Traders Go To Jail, While JP Morgan Exits DoJ Sin Bin

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Intercontinental Exchange : Settlement of Charges Against Mercon B V -October 18, 2023 at 04:25 pm EDT

Exchange for Related Position The accounts involved in the execution of an EFRP Transaction must be independently controlled with different beneficial ownership; or .

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Intercontinental Exchange : Settlement of Charges Against Mercon Coffee Corporation -October 18, 2023 at 04:25 pm EDT

Exchange for Related Position The accounts involved in the execution of an EFRP Transaction must be independently controlled with different beneficial ownership; or .

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