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Report From FINRA Board of Governors Meeting – December 2023

Report From FINRA Board of Governors Meeting – December 2023
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Report from FINRA Board of Governors Meeting – December 2021

Board Approves Rule Proposals and FINRA’s 2022 Budget, Appoints SFAC and NAC Members

WASHINGTON – FINRA’s Board of Governors met on Dec. 1-2 in New York. During the meeting, it approved two rule proposals and FINRA’s 2022 budget, appointed members to the Small Firm Advisory Committee (SFAC) and National Adjudicatory Council (NAC), and received the results of recent SFAC and Regional Committee elections. ....

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