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FCA capital redress expectations: The road ahead for advisers

Linda Gibson looks at expectations for redress set out by the regulator and analyses the road ahead for advisers… ....

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Consumer Duty exemption for EEA funds poses threats of 'divergence' and 'misalignment'

The EEA-domiciled exempt status from Consumer Duty has raised questions surrounding the level of consumer protection afforded to UK investors ....

United-kingdom , Mellon-pershing , Jason-hollands , Hargreaves-lansdown , Mike-ringer , Mona-christensen , Sumit-indwar , Linda-gibson , Linklaters , Gibson , Investment-week , Consumer-duty

Pershing, Northwestern Mutual renew custodial contract

Pershing, Northwestern Mutual renew custodial contract
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Divergence in Consumer Duty application could push asset managers out of UK retail market

The Financial Conduct Authority’s Consumer Duty could risk forcing asset management firms to pull UK retail products. ....

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BNY Mellon's Pershing X Lands Major Client for New Wove Tech Platform

BNY Mellon's Pershing X Lands Major Client for New Wove Tech Platform
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