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On tour with investors – dos and don'ts for roadshows in Switzerland | International Financial Law Review


May 13 2021
Upon its entry into force on January 1 2020, the Swiss Financial Services Act (FinSA), first, significantly changed the regulatory regime applicable to financial service providers in Switzerland and, second, introduced a new and modern regime for the offering of financial instruments.
Financial services
Among other things, the FinSA introduced regulatory requirements for all persons and entities providing financial services (as such term is defined in the FinSA) on a commercial basis in Switzerland or for clients in Switzerland (financial service providers).
Financial service providers are now subject to the new conduct rules set out in the FinSA and need to take certain organisational measures set forth in the FinSA and those financial service providers that are not yet subject to a prudential supervision in Switzerland within the meaning of the Swiss Financial Market Supervision Act are required to have their client advisers re ....

Benjamin Leisinger , University Of Berne , Financial Services Ordinance Fin , Swiss Financial Services Act Fin , Tulane University Law School , Euromoney Institutional Investor , University Of Chicago , University Of Basel , Swiss Financial Services Act , Swiss Financial Market Supervision Act , Financial Services Ordinance , Tulane University Law , Institutional Investor , பல்கலைக்கழகம் ஆஃப் பெர்ன் , நிதி சேவைகள் ஆர்டிநந்ஸ் துடுப்பு , சுவிஸ் நிதி சேவைகள் நாடகம் துடுப்பு , துலேன் பல்கலைக்கழகம் சட்டம் பள்ளி , பல்கலைக்கழகம் ஆஃப் சிகாகோ , பல்கலைக்கழகம் ஆஃப் பேசல் , சுவிஸ் நிதி சேவைகள் நாடகம் , நிதி சேவைகள் ஆர்டிநந்ஸ் , துலேன் பல்கலைக்கழகம் சட்டம் , நிறுவன முதலீட்டாளர் ,