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Founding Principal of Beach Street Legal LLC | Financial Planning

Chris Stanley is the Founding Principal of Beach Street Legal LLC, a law practice and compliance consultancy whose sole purpose is to help entrepreneurial investment advisors and financial planners succeed. He strives to provide simple, practical counsel to those in the fiduciary community and to keep that community ahead of the regulatory curve. ....

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Form ADV Common missteps and best practices for RIAs

Part art, part science, Form ADV is the most important document an RIA will prepare and one that will always require judgment calls. ....

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What CPAs need to know about the new SEC marketing rule

The new rule has a profound impact on advisor use of testimonials, performance advertising, and compensation for referrals. ....

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