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SEBI Slaps Rs2.5 Lakh Penalty on Samco Securities for Discrepancies in Client Onboarding

Market regulator Securities and Exchange Board of India (SEBI) has imposed a fine of Rs2.5 lakh on Samco Securities Ltd for discrepancies found during the client onboarding process and not submitting data to the market regulator s inspection team. ....

Barnali Mukherjee , Exchange Board Of India , Samco Securities Ltd , Exchange Board , Samco Securities , Samco Securitie ,

SEBI Imposes Penalties on 9 Entities of Diggi Multitrade for Disclosure Violations

Securities and Exchange Board of India (SEBI) has imposed penalties on nine entities associated with Diggi Multitrade Limited for failing to comply with disclosure regulations under the substantial acquisition of shares and takeovers (SAST) regulations. ....

Lachhman Ghanshamdas Utwani , Lachhman Utwani , Shruti Ramanuj , Pradeep Kumartana Naidu , Barnali Mukherjee , Samarth Ramanuj , Siddhant Pradeep , Meena Utwani , Veena Utwani , Sangeeta Naidu , Samarthp Ramanu , Haxco Invest Pvt Ltd , Diggi Multitrade , Exchange Board Of India , Exchange Board , Diggi Multitrade Limited ,

Sebi slaps Rs 15 crore fine on Arun Panchariya in Winsome Yarns GDR manipulation case

Sebi slaps Rs 15 crore fine on Arun Panchariya in Winsome Yarns GDR manipulation case
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Barnali Mukherjee , Arun Panchariya , Winsome Yarns Ltd , Global Depository Receipts , Winsome Yarns , Securities Appellate Tribunal , Adjudicating Officer Barnali Mukherjee ,

Utkarsh Small Finance Bank Settles Rs 1.24 Crore Disclosure Violation Case With SEBI

Utkarsh Small Finance Bank on Wednesday settled with capital markets regulator Sebi in a case pertaining to disclosure norms and paid Rs 1.24 crore towards the settlement charges. ....

Barnali Mukherjee , Exchange Board Of India , Utkarsh Small Finance Bank Ltd , Show Cause Notice , Officer Barnali Mukherjee , Exchange Board , Listing Obligations , Disclosure Requirements ,