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SEC adopts final short-sale transparency rule

Rule 13f-2 will require institutional investment managers that meet or exceed certain thresholds to report short position and short activity data on Form SHO. ....

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CAT: Outdated Design Since 2012, Context Of The Problem - By Kelvin To, Founder And President Of Data Boiler Technologies

This “elephant in the room” has been stirring up many concerns by CAT participants and industry members. These include the proposed limitation of liability provisions; the revised funding model set forth in Article XI of CAT NMS Plan; and enhanced security pertaining to potential breach of privacy / security protection of non-public data and personal identifiable information (PII) of CAT. ....

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