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PIMCO paying SEC for alleged fee overcharges | Financial Planning

PIMCO paying SEC for alleged fee overcharges | Financial Planning
financial-planning.com - get the latest breaking news, showbiz & celebrity photos, sport news & rumours, viral videos and top stories from financial-planning.com Daily Mail and Mail on Sunday newspapers.

New yorkUnited statesNewport beachBill grossAdam weinsteinCorey schusterGana weinsteinAsset all authority fundGlobal stocksplus income fundExchange commissionJanus capital groupPacific investment management companyAll asset authority fundFee waiverInvestment advisers actJanus capital

Pimco to pay $9m penalty over disclosure and fee waiving failures

Pimco to pay $9m penalty over disclosure and fee waiving failures
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Opalesque genevaCorey schusterAsset all authority fundExchange commissionGlobal stocksplus income fundPacific investment management companyAsset all authority

PIMCO Agrees to Pay SEC $9 Million to Settle Fund Violations

By Adriano Marchese Pacific Investment Management said it would pay $9 million to settle two enforcement actions relating to disclosure and policies and procedures violations involving two. | June 16, 2023

Adriano marcheseGlobal stocksplus income fundAsset all authority fundExchange commissionInvestment managementIncome fundDow jones

PIMCO to pay $9 million to settle two enforcement actions -US SEC

WASHINGTON (Reuters) - Investment adviser PIMCO will pay $9 million to settle two enforcement actions related to disclosure and policies and procedure violations involving two funds, the U.S. Securities and Exchange Commission said on Friday.

Doina chiacuDavide barbusciaJonathan oatisTim ahmannGlobal stocksplus income fundAsset all authority fund

SEC gov | SEC Charges PIMCO for Disclosure and Policies and Procedures Failures

SEC gov | SEC Charges PIMCO for Disclosure and Policies and Procedures Failures
sec.gov - get the latest breaking news, showbiz & celebrity photos, sport news & rumours, viral videos and top stories from sec.gov Daily Mail and Mail on Sunday newspapers.

Los angelesUnited statesDaniel jungGary leungRaymond wolffCorey schusterEmanuel vazquezBrian fitzpatrickNicholas meadMelissa romicDennis hamiltonBrent wilnerRonnie laskyDinah tounyDivision of economic riskEnforcement division asset management unit