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Top News In Arkansas Based Crews Today - Breaking & Trending Today

FINRA fines member firm and former chief executive for markups

FINRA has charged Crews and Associates $50,000 and its former head trader and CEO $30,000 for selling municipal bonds with markups and for failing to maintain a supervisory system. ....

Little Rock , Financial Industry Regulatory Authority , Arkansas Based Crews , Exchange Commission , Washington Dc , Enforcement Actions ,

SEC fines firm and ex-CEO for failing to disclose conflict of interest

SEC fines firm and ex-CEO for failing to disclose conflict of interest
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Ohio County , West Virginia , United States , Paul Maco , Exchange Commission , Securities Exchange , Crews Associates , Enforcement Division Public Finance Abuse Unit , Arkansas Based Crews , Public Finance Abuse , Crew October , Leeann Gaunt , Enforcement Division , Securities Exchange Act ,