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B.C. investment advisor who defrauded retired couple of $285K banned, fined $310K - BC News

Canada’s regulator of mutual funds has found a Fraser Valley investment advisor defrauded a retired Langley couple of $258,000; however, RCMP have yet to say whether they are investigating the matter. ....

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Former B.C. mutual fund rep fined, banned for fraud

A former investment advisor for Sun Life Financial Investment Services (Canada) Inc. has been fined $310,000 by Canada's mutual fund regulator. ....

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Former B.C. mutual fund rep fined, banned for fraud - Prince George Citizen

Former B.C. mutual fund rep fined, banned for fraud - Prince George Citizen
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Former B.C. mutual fund rep fined, banned for fraud - Bowen Island Undercurrent

A former investment advisor for Sun Life Financial Investment Services (Canada) Inc. has been fined $310,000 by Canada's mutual fund regulator. ....

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BC bank manager fined $50K after changing customer profiles

BC bank manager fined $50K after changing customer profiles
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