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This Week in Regulation for Broadcasters: August 13, 2022 to August 19, 2022

Here are some of the regulatory developments of significance to broadcasters from the past week, with links to where you can go to find more… ....

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Division of Examinations of the U.S. Securities and Exchange Commission SEC issues examination priorities for the 2022 fiscal year, including focusing on private funds, and environmental, social, and governance ESG investing ....

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The SEC's Division of Examinations Publishes 2022 Examination Priorities and Previews Key Focus Areas for Registered Investment Advisers and Broker-Dealers | K&L Gates LLP

On 30 March 2022, the Division of Examinations (the Division) of the U.S. Securities and Exchange Commission (SEC) released its examination priorities for the 2022 fiscal year. The. ....

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FINRA Requests Information from Member Firms Related to the Sale of Complex Products by May 9, 2022 | Bryan Cave Leighton Paisner

FINRA’s Request for Comments - Based on concerns regarding complex products as expressed in Regulatory Notice 22-08, FINRA is seeking comments from member firms by May 9,. ....

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Stock market reopens 2022 upbeat with N887bn gain

As investors continue to reposition ahead of full-year earnings results and dividend declarations, transactions on the equities sector of the Nigerian Stock Exchange (NSE) reopened the year.. ....

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