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The SEC's broadening of investment adviser obligations comes with hidden costs

Investment advisers who seek to innovate will need to tread carefully in this space to avoid missteps, which could have significant consequences for their viability. ....

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SEC Approves Amendments Limiting Use of Credit Ratings | Chief Investment Officer

The SEC will no longer consider ratings as part of its definition of ‘investment grade’ under Regulation M. ....

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Recent Investment Company Act Exemption Could Lay Groundwork for More

SEC defines parameters for one tech company to invest in ‘capital preservation instruments’ without having to register as an investment company. ....

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U.S. Banking Collapse Doesn't Necessarily Make Crypto Trustworthy

On today’s show we’re taking a look at what folks rooted in the current financial system think crypto needs to do, and the results are shocking… not…Courtesy… ....

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