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SEC Closes Loopholes on Insider Trading Plans, States Get Tough on Data Protection, More States Send IARs to School and Form 13F Gets a Makeover: Regulatory Update for February 2023 | ACA Foreside
Welcome to our February installment of ACA’s Regulatory Update. This month, we share updates relevant to broker-dealers and investment advisers as the SEC adopted amendments to Rule.
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Husch blackwell
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Jaqueline hummel
Bloomberg valuation services
Securities exchange
American securities administrators association
Fintech companies
Exchange act
Insider trading
Amending rule
Securities exchange act
Chair gary gensler
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