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Form 497 2023 ETF Series Trust

Form 497 2023 ETF Series Trust
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SEC Makes Sweeping Changes To Private Fund Adviser Regulatory Regime: Mandates Quarterly Reporting, Restricts Preferential Treatment And Side Letters - Financial Services

In a 3-2 vote on August 23, 2023, the Securities and Exchange Commission ("SEC" or "Commission") adopted five new rules under the Investment Advisers Act of 1940 (the "Advisers Act").

Fund adviserFund advisersApplicable to all private fund advisersInvestment advisers actFund adviser rulesNegligence standardCharging feesNot providedConsent rather than prohibitionsProposed ruleQuarterly statementsQuarterly statement ruleProposed rulesPreferential treatment ruleRestricted activities ruleAll private fund advisers

Form N-CSR First Trust Real Assets For: Mar 31

Form N-CSR First Trust Real Assets For: Mar 31
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United statesCity ofUnited kingdomMann maurerBrianr murphySam dunlapDavidg leeColin mcburnetteMichaeld peckRobert seyferthMichael peckBrian murphyGarye shugrueTerrancep gallagherFund statement of additional informationVariant impact fund